**Legal Compliance Officer**
Full time, Permanent
Full time or Part Time available
Hybrid working available!!
Our friendly, family orientated client is a leading law firm, and is seeking a highly skilled and experienced Compliance Officer to support their Compliance Officer for Legal Practice (COLP). With a strong commitment to regulatory compliance, we are looking for an individual with legal expertise and a keen understanding of the SRA rules. This is a unique opportunity to join a dynamic team and play a pivotal role in shaping and maintaining our client’s compliance standards.
As a Compliance Officer, you will be responsible for ensuring the firm’s adherence to regulatory requirements and supporting the COLP in all aspects of Risk and Compliance. This critical role requires a self-starter who can work independently, communicate effectively with individuals at all levels of the firm, and contribute to the ongoing success of our compliance initiatives.
– Play a key role in ensuring the firm’s compliance with regulatory requirements.
– Support and assist the COLP and Money Laundering Reporting Officer (MLRO) in all aspects of Risk and Compliance.
– Update and monitor the firm’s Office Manual, including all compliance policies and procedures.
– Assist with handling complaints and claims.
– Act as the first point of contact for staff compliance queries.
– Administer, update, and provide training on the firm’s compliance platform (Riliance).
– Organise monthly Risk and Compliance meetings, including agenda preparation and minute-taking.
– Produce monthly and annual Compliance reports and collate relevant information.
– Legal experience is essential.
– Excellent understanding of the SRA rules.
– Proven ability to work independently and demonstrate competence in a compliance role.
– Strong problem-solving capabilities.
– Friendly and approachable.
– IT literacy is a must.
– Vehicle ownership and a full driving license are required.
If you are a proactive and detail-oriented Compliance Officer with a passion for maintaining high standards of compliance within a legal practice, we invite you to apply. Join us in making a positive impact on our firm’s success and growth by sending your CV to email@example.com or apply directly to this advert and one of the team will be in touch.